Training
AML/CTF training for your whole team.
Staff training is an ongoing statutory obligation. Our on-demand courses give you 12 months of access, with a certificate of completion for your program records.
On-demand courses
Buy once, access for 12 months.
Training a whole team? Get a firm-wide plan to unlock every course for everyone.
AML/CTF Compliance Officer, Part 1: Governance, Accountability and Risk
Part 1 of the Compliance Officer program. Your appointment, authority and independence; the ML/TF/PF risk assessment and how to challenge it; and oversight of the AML/CTF program, including the difference between a control that is well designed and one that actually operates.
AML/CTF Compliance Officer, Part 2: Customer and Transaction Oversight
Part 2 of the Compliance Officer program. Oversight of CDD, beneficial ownership, customer risk rating, PEPs, screening and ECDD, then transaction monitoring, reasonable grounds for suspicion, the SMR decision and approval pathway, and the governance around both.
AML/CTF Compliance Officer, Part 3: Reporting, Assurance and AUSTRAC Engagement
Part 3 of the Compliance Officer program. Threshold transaction reporting, the reformed transfer of value framework and travel rule, governance and escalation, issues and breaches, independent evaluation, AUSTRAC readiness, and an integrated case study capstone drawing the whole program together.
Iranian MSB Responsibilities for Australian Money Service Businesses
Iran-related obligations for Australian money service businesses. Registration and the AML/CTF framework, Iran-related ML, TF, PF and sanctions risk, onboarding and verification, risk rating and screening, pre-transaction controls, ongoing monitoring, suspicious matter reporting and tipping off, and regulatory reporting and recordkeeping.
Enhanced Customer Due Diligence
What enhanced customer due diligence is and when it is required, how to choose measures proportionate to the risk, how to judge whether the evidence answers the question, and how to run an ECDD investigation through to a reasoned outcome, escalation and the ongoing controls a retained relationship needs.
Individual Customer Due Diligence
Individual customer due diligence end to end. What initial CDD must establish and the reasonable grounds standard; what must be collected and what must be verified; what a documentary, electronic, biometric or liveness result actually proves; then discrepancies, document examination, customer risk, and how to reach a CDD decision that can be defended.
Non-Individual Customer Due Diligence
Non-individual customer due diligence end to end. Australian business structures and which one you are actually looking at; ownership against control; company CDD including tracing indirect ownership; partnerships, associations and trusts in depth; then layered ownership, nominee structures, foreign entities and ECDD triggers.
Name Screening
Name screening end to end. What screening is and what a third-party platform does and does not do; sanctions and sanctions screening; politically exposed persons, their family members and close associates; adverse media and open-source research; then alert triage, investigation, the decision and when to escalate.
مسئولیتهای AML/CTF صرافیهای استرالیایی در تراکنشهای مرتبط با ایران
تعهدات مرتبط با ایران برای کسبوکارهای خدمات پولی استرالیایی. ثبتنام و چارچوب AML/CTF، ریسکهای پولشویی، تأمین مالی تروریسم، تأمین مالی اشاعه و تحریمهای مرتبط با ایران، پذیرش و احراز هویت مشتری، رتبهبندی ریسک و غربالگری، کنترلهای پیش از تراکنش، مانیتورینگ مستمر، گزارشدهی موضوع مشکوک و لو ندادن (Tipping Off)، و گزارشدهی نظارتی و نگهداری سوابق.
Training a whole team?
Unlock every course with a firm-wide plan.
One subscription covers your whole team: every on-demand course, for everyone at your firm, for as long as the plan is active.
$200/ month, ex GST
Cancel anytime from billing.
$1,500/ year, ex GST
Best value for ongoing training.
Live webinars
Free “Are you captured?” briefings and paid sector bootcamps.
Our free briefings answer the threshold question for remitters, accountants, lawyers and real estate professionals. Paid bootcamps go deeper on what to actually do. Delivered live over Zoom. Register and we’ll send the link.
See upcoming webinarsTraining for your whole team?
Ask about firm-wide e-learning subscriptions and annual refreshers.