Services
Four modules across the reporting-entity lifecycle.
Establish your foundations, keep them running, obtain independent assurance, and build capability. Advice-first, priced for small and mid-sized reporting entities.
Program build & advisory
Establish your AML/CTF foundations as a defined, fixed-scope engagement, governed by a statement of work with clear inclusions and a change-order process.
- Designated-service assessment
- ML/TF/PF risk assessment & methodology
- AML/CTF program, policies & procedures
- AUSTRAC enrolment & registration assistance
- Compliance-officer setup & governance
- KYC/CDD framework design
- Sanctions, PEP & adverse-media frameworks
- Reporting-group & corporate-structure advice
- Initial staff training
Managed compliance - Comprehensive
Ongoing business-as-usual compliance support under a capped monthly retainer, so your obligations stay met without building an in-house function.
- Outsourced / co-sourced compliance officer
- BAU compliance operations & CDD reviews
- EDD case management
- Ongoing monitoring support
- SMR / TTR reporting assistance
- Regulatory change management
- Annual program refresh
- Governance & management reporting
- Annual staff refresher training
- Remediation services
- Health checks & mock AUSTRAC readiness
Managed compliance - Light
Ongoing business-as-usual compliance support under a capped monthly retainer, to support your in-house function.
- Ongoing monitoring support
- SMR / TTR reporting assistance
- Regulatory change management
- Annual program refresh
- Governance & management reporting
- Annual staff refresher training
- Remediation advice
- Health checks & mock AUSTRAC readiness
Independent evaluations and audit
The reforms require an independent evaluation of your whole AML/CTF program. Because the evaluator must be impartial, we evaluate programs built by others and ring-fence this work.
- Independent program evaluation against the Act & AUSTRAC guidance
- Compliance gap analysis
- Prioritised recommendations & remediation plans
- Independent-review referral arrangements
Training & education
AML/CTF training that helps you meet your ongoing statutory staff-training obligation: live webinars and on-demand courses, with a certificate of completion for your records.
- AML/CTF awareness training (all staff)
- Compliance-officer training
- Front-line CDD e-learning
- Sector-specific workshops & bootcamps
- Certificate of completion for your records
Productised packages
Pick the level that fits your practice.
Every engagement is scoped to a statement of work. We quote transparently after a short discovery call. No surprise invoices.
Starter
Sole practitioners, single-branch remitters
Module A essentials: designated-service assessment, risk assessment, program build, enrolment support and initial staff training.
EnquireStandard
Small firms, multi-staff practices
Full Module A plus ongoing managed compliance (Module B) on a capped monthly retainer: CDD support, reporting assistance and annual training.
EnquireManaged
Mid-sized firms, higher-risk profiles
Full Modules A and B including outsourced compliance officer, priority access, remediation, health checks and mock AUSTRAC readiness, with a tiered usage model.
EnquireTraining (Module D) is available per seat or as an annual e-learning subscription: browse training →
Already scoped with us? Set up your plan online →
Ready to scope your program?
Talk to us directly: 1300 557 173, or hello@kestrelassurance.com.au.